DuMont Consulting, LLC is an outsourced Compliance Solution For small and mid-tier broker-dealers, RIAs and Private Equity Funds.
With our depth and breadth of industry experience and through our strategic partnerships DuMont Consulting has the ability to provide clients with a comprehensive and holistic compliance solutions product while also maintaining the flexibility to offer targeted compliance solutions for more specific requirements.
DuMont Consulting is a first stop For investment firms that have or may have unmet compliance, back-office and infrastructure needs.
Susan DuMont, the CEO of DuMont Consulting, has over 25 years of executive leadership experience In the financial industry in the areas of compliance, financial operations, backoffice operations and infrastructure.
DuMont Consulting serves as a complement to in house compliance departments of small and mid-tier firms including Registered Broker Dealers, Registered Investment Advisors, Hedge Funds, Private Equity Funds, Family Offices, and StartUps.